15 hours

U.S. Broker Dealer Regulatory Reporting Controller II

Bank of America
Charlotte, NC
  • Job Code
Company Bank of America

Job Title U.S. Broker Dealer Regulatory Reporting Controller II

Jobid bankofamerica-18004029CharlotteNC

Location: Charlotte, NC, 28230, USA

Description **Job Description:**

U.S. Broker Dealer Regulatory Reporting Controller II –

+ Preparation of Daily and monthly 15c3-1 Capital computation.

+ Responsible for the maintenance of 15c3-1 capital procedures, control documentation, and spreadsheet compliance.

+ Responsible for responding to queries from Business Partners related to the daily 15c3-1 capital computation.

+ Assistance with providing support to FINRA, SEC, Internal, and public auditors

+ Working with FAKC (Offshore) team for tasks related to 15c3-1 capital

+ Preparation of daily FCM CFTC client protection calculations

**Required Skills:**

+ Bachelor’s degree (or higher) (finance or accounting strongly preferred)

+ Minimum of four years of professional experience in accounting/finance

+ Ability to work on multiple, complex tasks simultaneously and against aggressive deadlines

+ Strong problem solving skills and analytical abilities

+ Strong communication and presentation skills

+ Ability to work well both independently and as part of a team

+ Strong attention to details

+ Advanced experience/skills with Excel and complex spreadsheets

**Desired Skills** :

+ Previous experience in the financial services industry

+ Previous experience in a regulatory reporting role and SEC Broker-Dealer rules 15c3-1 and 15c3-3

+ CPA or equivalent a plus

**Posting Date** : 02/14/2018

**Location** :


- United States

**Travel** : No

**Full / Part-time** : Full time

**Hours Per Week** : 40

**Shift** : 1st shift

**Assistance for Applicants with Disabilities**

Bank of America is committed to ensuring that our online application process provides an equal employment opportunity to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to submit an application, please visit the Applicants with Disabilities page at http://careers.bankofamerica.com/us/applicants-with-disabilities .

**Diversity & Inclusion**

At Bank of America, our commitment to diversity and inclusion is helping us to create not only a great place to work, but also an environment where our employees, our customers and our communities around the world can reach their goals and connect with each other. All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, gender identity or expression, sexual orientation, national origin, genetics, disability, age, or veteran status.

**Frequently Asked Questions**

Need to know how to apply online, view a list of your submitted job applications or reset your password? Visit our FAQ at http://careers.bankofamerica.com/us/faq section for answers to these questions and more.

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U.S. Broker Dealer Regulatory Reporting Controller II

Bank of America
Charlotte, NC

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U.S. Broker Dealer Regulatory Reporting Controller II

Bank of America
Charlotte, NC

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