1+ months

Senior Audit Manager - Global Markets

New York, NY 10007
  • Job Code


The Senior Audit Manager-Global Market role is based within Markets Securities Services (“MSS”) team within Internal Audit which provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning.  The function comprises a number of Global teams and Regional Audit teams. The team focus their coverage over Global Markets activities covering a wide range of products (fixed income and balance sheet management, foreign exchange and equity).  

The role of the Senior Audit Manager-is within the MSS Audit team to lead reviews of the major Global Market business lines. Supports the Regional Head of MSS Audit and senior management team in providing independent, objective assurance & consulting services designed to add value to the organization’s risk management framework and underlying operations.


Your responsibilities will include:

  • Lead the preparation of individual audit plans to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned
  • Lead and direct a team of highly experienced staff and be able to motivate, encourage and challenge them to provide very high quality and value-added results; 
  • Continuously enhance both audit skills/capabilities & subject matter knowledge of MSS businesses.     
  • Maintain dialogue and communications with senior management on the major plans, projects and structural changes that will impact their business.
  • Ensure that HSBC senior management and stakeholders fully comprehend the governance, risk, regulatory and internal control implications of major changes and advise them accordingly.
  • Engaging with and providing strategic advice to internal stakeholders by utilising knowledge of the business and the governance, risk and regulatory frameworks.
  • Stay abreast of internal and external changes in the risk environment and being able to assess their impact on the control environment within the Global Businesses and Functions. Provide a timely assessment to Executive Management.
  • Ability to work effectively with regulators, external auditors, consultants, Executive/Senior Management and other control functions such as Compliance, Risk Management and Finance, global audit units and  governance/steering committees amongst others


Posted: 2022-03-25 Expires: 2022-05-25

HSBC offers the opportunity to develop a fulfilling career within a supportive and inclusive environment. We aim to be a place where everyone can achieve their full potential, regardless of their background.

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Senior Audit Manager - Global Markets

New York, NY 10007

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