26 days old

FinTech Regulatory Associate

Lowenstein Sandler
New York, New York 10020
  • Job Type
    Employee
  • Job Status
    Full Time

Lowenstein Sandler’s FinTech Group is looking for a motivated and ambitious Associate with 4 - 6 years of financial services regulatory and compliance experience to join our fast-paced practice advising some of the fastest growing FinTech broker-dealers, robo-advisers and crypto-focused companies.  Preferred qualifications include commercial and regulatory experience with: Non-Fungible Token (“NFT”) structuring and offerings; Decentralized Autonomous Organization (“DAO”) projects; Web3 blockchain applications, decentralized finance, staking, peer-to-peer cryptocurrency lending, yield and remittance products; reviewing, researching and analyzing federal securities laws and regulations, as well as FINRA rules; forming FINRA member broker-dealers; advising crypto exchanges and other blockchain focused companies; reviewing FinCEN AML regulations and advising necessary compliance; licensing entities with states as virtual currency businesses and money transmitters; responding to and navigating SEC, FINRA and state regulatory examination and/or enforcement processes; drafting written supervisory procedure manuals and anti-money laundering procedures; and drafting Form ADV and related procedures and contracts.  This position can be based in our New York City, Roseland, NJ, or Washington, DC office. Lowenstein Sandler is committed to equal employment opportunity and providing reasonable accommodations to applicants with physical and/or mental disabilities. We value and encourage diversity and solicit applications from all qualified applicants without regard to race, color, gender, sex, age, religion, creed, national origin, ancestry, citizenship, marital status, sexual orientation, physical or mental disability, medical condition, veteran status, gender identity, genetic information, or any other characteristic protected by federal, state, or local law.

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Posted: 2022-04-26 Expires: 2022-05-26

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FinTech Regulatory Associate

Lowenstein Sandler
New York, New York 10020

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