1+ months

Senior Auditor-Wealth and Personal Banking

New York, NY 10007
  • Job Code
    0000H48Y

At HSBC, the health and well-being of our employees remains of utmost importance.  Many of our roles are permitted to work from home (in states in which HSBC is licensed to operate) until further notice. Upon resumption of normal operations, this role may be performed at our New York, New York office.

As our Senior Auditor, you will be responsible for general audit activities across the Wealth and Personal Banking Business, to include front offices, trading, operations, portfolio management and trust administration. You will provide independent, objective assurance over the Group’s internal control framework and assists business line management by bringing a detailed, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control and governance processes. Coordinates monitoring and continual assessment of strategic, credit, operational and other risks from business activities. Prepares and delivers written evaluations and recommendations to executive management team, and for review by the corporate board, audit committee and external regulators. Ensures external audit or regulatory criticisms of assigned businesses are corrected.

 About Us

Our purpose – Opening up a world of opportunity – explains why we exist. We’re here to use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.

Here’s what you can expect in a typical day as a Senior Auditor:

  • Responsible for general audit activities for assigned segments across Wealth and Personal Banking.
  • Confirms compliance monitoring and internal controls are in place, including processes for management of operational risk, in accordance with Company and regulatory standards.
  • Identifies audit process improvements to increase productivity, efficiency and contribution to economic profit without impacting effectiveness.
  • Manages the audit process of identifying and evaluating risk and assessing the adequacy, effectiveness and compliance of internal controls utilized to contain risks. Communicate significant issues to executive and senior management and make appropriate recommendations.
  • Validates issues, and creates supporting documentation.
  • Designs and executes the audit scope for assigned segments and recommends related overall audit plan coverage.
  • Maintains current knowledge of business, organizational, audit and technological changes as well as pertinent internal and regulatory policy and procedural requirements to ensure audit integrity, process innovation and service quality.
  • Ensures value-added audit work is completed in accordance with Audit Instruction Manual (AIM) requirements

 

Categories

Posted: 2022-04-25 Expires: 2022-07-17

HSBC offers the opportunity to develop a fulfilling career within a supportive and inclusive environment. We aim to be a place where everyone can achieve their full potential, regardless of their background.

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Senior Auditor-Wealth and Personal Banking

HSBC Bank USA
New York, NY 10007

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